Accomplishments of Selected Threat Reduction and Nonproliferation Programs in Russia, By Agency
Accomplishments of Selected Threat Reduction and Nonproliferation
Programs in Russia, By Agency May 2002 Michael Roston and David Smigielski
DEPARTMENT OF DEFENSE (Cooperative Threat Reduction) PROGRAMS
Strategic Offensive Arms Elimination (Russia and NIS):
April, 2002
2004 (proj.)
2007 (proj.)
Nuclear warheads deactivated
5,829
8,266
9,882
ICBMs destroyed
449
659
1,025
ICBM silos eliminated
429
430
565
ICBM mobile launchers destroyed
1
100
208
Ballistic missile submarines destroyed
21
32
41
Sub-launched ballistic missiles eliminated
291
573
677
SLBM launchers eliminated
368
480
612
Strategic bombers eliminated
94
125
131
Long-range nuclear ALCMs destroyed
483
713
713
Nuclear test holes/tunnels sealed
194
194
194
Nuclear Weapons Storage Security A total of 123 "Quick fix" security fencing and sensor systems have been provided for installation at warhead storage locations storage sites in Russia. Suites of comprehensive security equipment have been tested and approved and will be provided to warhead storage sites in the future. In addition, equipment and training has been provided to Russian warhead storage site guards, and an integrated computer network is under development to improve Russian warhead control and accounting.
Nuclear Weapons Transportation Security This effort supports secure transport of Russian warheads from deployment to storage, and from storage to dismantlement locations. There are currently, on average, 6-7 shipments per month. DoD has also provided funding for 79 specialized railcars used for warhead transport and has contracted for the development of emergency response vehicles, nuclear weapons recovery equipment and MoD training for response to nuclear accidents. Additional examples of assistance provided include security upgrade kits for railcars, secure blankets, and "supercontainers" for warhead transport and storage.
Construction of Mayak Fissile Material Storage Facility: Russia plans to begin loading the first wing of the Mayak Facility with fissile material from more than 6,000 dismantled nuclear weapons in late 2002 or early 2003. When completed, both wings of the Mayak Facility will store 25,000 containers of fissile material from approximately 12,500 dismantled nuclear warheads.
Elimination of Weapons Grade Plutonium Production The CTR program began this effort in 1997 to convert the cores of Russia's last three remaining plutonium producing reactors, so that they can continue to supply local energy needs without producing plutonium. Due to technical and safety concerns about converting the reactor cores, a new agreement has been reached with Russia in which the U.S. will assist in the construction or refurbishment of fossil-fuel power plants, which will allow Russia to shut down these reactors. Beginning in FY 2003, funding for this program will be transferred to the Department of Energy.
Chemical Weapons (CW) Destruction Subsequent to Russian compliance with conditions specified by Congress, CTR assistance will be used to help build a nerve-agent destruction facility at the Shchuch'ye site in Russia. Once operational, the facility would be able to destroy 5,460 tons of nerve agent contained in about one-half of Russia's most modern artillery- and rocket-launched chemical weapons. CTR funding is also supporting the demilitarization of other former Russian nerve agent production facilities. In addition, CTR funds have been used to assist in dismantling large portions of the Nukus Chemical Weapons Research Institute in Uzbekistan.
Biological Weapons (BW) Proliferation Prevention Destruction of the former Soviet biological weapons production facility at Stepnogorsk in Kazakhstan has begun; equipment has already been removed and demilitarized. Efforts have begun with Uzbekistan to eliminate the testing complex on Vozrozhdeniye Island and destroy anthrax stocks located there.
Sources: Slides from a presentation by Gen. Thomas Kenning, April 5,2002; Defense Threat Reduction Agency website
DEPARTMENT OF ENERGY PROGRAMS
Nonproliferation and International SecurityReduced Enrichment for Research and Test Reactors (RERTR) This project works with Russia to facilitiate conversion of its research and test reators from highly-enriched uranium fuel types to low enriched fuels. The program successfully tested a generic, high-density LEU fuel type that can be used to convert the reactors.
Russian Research Reactor Fuel Return (RFR) This program repatriates civil HEU fuel from Russian-supplied research reactors in various countries to Russia, removing dangerous nuclear materials many regions of proliferation concern. Accomplishments to date include:
Reached preliminary agreement on spent fuel management cost and pilot shipment site
Secretary of State Colin Powell and Energy Secretary Spencer Abraham completed the first agreement with Uzbekistan to repatriate highly enriched uranium to Russia and subsequently convert its research reactor to low-enriched uranium fuel
Kazakhstan BN-350 Project This project prevents proliferation of nuclear weapons by securing the nearly three tons of weapons-grade plutonium in spent fuel discharged from the BN-350 breeder reactor - enough material for hundreds of nuclear weapons. A separate project facilitates decommissioning of the facility. Accomplishments to date include:
Completed the stabilizing, packaging in radiation barrier canisters, and placing under IAEA safeguards of nuclear spent fuel
Warhead Dismantlement and Fissile Material Transparency DOE has negotiated lab-to-lab contracts to develop methods and procedures for secure and transparent dismantlement of Russia's nuclear warheads. These contracts attempt to ensure technical dialog between American and Russian nuclear warhead experts, and also to bolster advocates for transparency within the Russian nuclear weapons complex. Accomplishments to date include:
Negotiated over 45 Lab-to-Lab contracts
Development and demonstration by Arzamas-16 of the following radiation measurement technologies for potential application to the dismantlement process: 1) "Passport System" to measure warhead radiation signatures at Russian storage facilities; 2) "Radiation Mark System" to uniquely tag and monitor warheads during the dismantlement process
Chelyabinsk-70 has conducted transparency technology demonstrations to: 1) detect the presence of high explosives during the dismantlement process; 2) destroy high explosive removed from dismantled nuclear warheads; and 3) destroy nuclear warhead casings to confirm that the dismantlement process is irreversible; 4) Install a computer model of a Russian "hypothetical" Russian dismantlement facility for use in analyzing and evaluating the candidate transparency technologies and methods at Sandia National Laboratories
Mayak Fissile Material Storage Facility Transparency/Trilateral Initiative The Mayak facility will provide secure long-term storage for fissile materials removed from Russia's nuclear weapons. This program is intended to help verify through bilateral and multilateral means the weapons-origin of the material to be stored in the facility. Accomplishments to date include:
Devised an "attribute verification with information barriers" technique for monitoring of nuclear weapons storage sites without divulging weapons secrets
Developed a Subsidiary Arrangement for implementation of the Trilateral Initiative of the US, Russian Federation, and the International Atomic Energy Agency at the Mayak site, which will advance IAEA involvement in verification activities on weapon-origin fissile material
Sustainability of Safeguards and Security Systems in the NIS/Baltics In order to develop appropriate systems and procedures to sustain the security of the protected nuclear material for the foreseeable future in the former Soviet Republics, this program works with national laboratories, private sector entities, and IAEA specialists to develop security infrastructures and create a safeguarding culture consistent with international norms within participating states. Accomplishments to date include:
Site security upgrades were completed at 13 non-Russian nuclear sites
Initiated operations in Uzbekistan
International Nuclear Export Control Program
Facilitated improvement in Russian and NIS export licensing procedures by establishing partnerships between governments and technical experts, as well as installing an automated licensing system
Encouraged industry compliance with Russian and NIS export control regulations with regional and site-specific industry outreach, provision of compliance software tools, and the production of an export control newsletter
Developed enforcement capability by enhancing training courses and curricula for Russian and NIS Customs Academies and training customs inspectors to better identify nuclear-related commodities
Expanded successful efforts previously used in other states to Baltic, Caucasus, and Central Asian states, including the provision of expert nuclear advice to law enforcement and border agencies and training-the-trainers programs
Source: Correspondence with U.S. Government Official, April 2002, Lab-to-Lab Warhead Dismantlement Transparency Program Webpage, IAEA Bulletin 43/4/2001, Department of Energy FY03 Budget Justification, DOE News, March 12, 2002
International Nuclear Materials Protection and Cooperation
Navy Complex This program improves security of weapons usable material by installing improved nuclear material protection, control, and accounting systems at Russian naval nuclear warhead sites, naval HEU fuel storage facilities, and shipyards where nuclear materials are present. Accomplishments to date include:
Installed rapid security upgrades on all of the Russian Navy's nuclear warheads, and comprehensive upgrades on 40% of the warheads. Comprehensive upgrades were completed at 6 of 42 nuclear warhead storage sites
Completed comprehensive upgrades on 98% of the Navy's estimated 60 metric tons (MTs) of nuclear weapons usable material. Comprehensive upgrades were finished at 10 of the 11 fuel storage sites
Minatom Weapons Complex This program provides upgrades to Ministry of Atomic Energy (Minatom) nuclear weapons, uranium enrichment, and material processing/storage sites. Accomplishments to date include:
Installed rapid upgrades on 31% of the approximately 508 MTs of nuclear material in the complex, and comprehensive upgrades on 6%
Material Conversion and Consolidation This program reduces the complexity and the long-term costs of securing Russian weapons-usable nuclear material by consolidating excess, non-weapons highly enriched uranium and plutonium into fewer, more secure locations. Accomplishments to date include:
Installed rapid upgrades on 98% of the 35 MTs of weapons usable nuclear material at 31 sites (18 Russian, 13 non-Russian), and comprehensive upgrades on 60% of the material
Completed comprehensive upgrades at 24 (11 Russian and 13 non-Russian) of the 31 nuclear material storage cites
Eliminated 3.6 MTs of HEU by converting it to LEU
Inventoried all nuclear materials at the Obninsk Institute of Physics and Power Engineering, and relocated its Central Storage Facility to a newly remodeled building
Radiological Dispersal Devices
Initiated a new effort to reduce "dirty bomb" threats emanating from Russian and NIS sites
National Programs and Sustainability This program includes projects to help ensure sustained operation and maintenance by Russia of installed MPC&A systems, assist Russian development of a legal and regulatory framework on nuclear matters, and support the growth of MPC&A expert cadres in Russia. Accomplishments to date include:
Hardened 163 trucks and 42 rail cars, and provided 255 secure overpacks establishing secure transport of nuclear material
Unattended monitoring systems to allow Russian and US officials to ensure ongoing operation of installed MPC&A systems work were installed at 20 sites
Observed 37 inspections/exercises of MPC&A systems at Russian nuclear sites by Gosatomnadzor (GAN, the Russian nuclear safety inspectorate), MinAtom or Ministry of Interior
Completed 71 communications connection so that Material Balances Areas at Russian sites can report to the Russian Federal MPC&A Information System (FIS)
Nuclear Assessment The Nuclear Assessment Program tracks and assesses nuclear smuggling events worldwide. Accomplishments to date include:
Expanded program threat assessment monitoring to include radioactive materials suitable for radiation dispersal devices
Provided approximately 80 "illicit trafficking in nuclear material" assessments in response to September 11, 2001 attacks, 20 of which were employed by law enforcement and intelligence services
Second Line of Defense The SLD program provides equipment and training to Russian customs and border security units, to detect, interdict, and prevent nuclear smuggling from Russia and other former Soviet states. Accomplishments to date include:
Installed radiation detection equipment at 21 strategic transit and border sites (20 Russian and 1 Ukrainian) to prevent illicit trafficking in nuclear materials
Provided introductory training to 24 Ukrainian border enforcement officials for nuclear material detection and WMD recognition
Surveyed border sites in Kazakhstan
A mobile training platform has been deployed, complete with training materials, equipment, and video demonstrations
Training materials have been developed for use by the 30,000 Russian Customs field personnel
Different types of equipment have been evaluated at the U.S. national laboratories for use in the program, including a unique Russian-built system for inspecting rail cars
Sources: Correspondence with U.S. Government Official, March 2001, Correspondence with U.S. Government Official, February 2001, FY03 Energy Department Budget Justification
Russian Transitions Initiative
Nuclear Cities Initiative (NCI) This program facilitates reduction of the Russian nuclear weapons complex by removing functions and equipment from the weapons facilities within the closed nuclear cities and helping to create sustainable, alternative non-weapons work for scientists who will be displaced by downsizing. Accomplishments to date include:
Initialed NCI Access Arrangement with Russia
Built a partnership with Fresenius Medical Corporation, the world's largest dialysis equipment manufacturer, for work at the Avangard Technopark. Fresenius will take advantage of some of the 10 buildings at this facility that NCI has helped convert to commercial use
Achieved a 15% reduction in the physical footprint of the Avangard nuclear weapons plant in Sarov, including removal of super-computers from two facilities
Signed closure agreement with Russia, which publicly commits Minatom to cease nuclear weapons work at Avangard by 2003
Leveraged $24.7 million funding from industry, plus $50 million for complex down-sizing and $4.8 million to 24 NCI projects from Minatom with $37.5 million in US government spending
Assisted 370 nuclear cities workers in finding employment.
Opened Open Computing Centers in Sarov and Snezhinsk. They employ former weapons scientists in the areas of software development and modeling complex systems through contract research with U.S. national laboratories and private companies
Opened an International Development Centers (IDC) in Zheleznogorsk and Snezhinsk. IDCs are Russian non-profit organizations that support efforts by residents to diversify the economies of the cities
Created two nonproliferation centers in the closed nuclear cities of Snezhinsk and Sarov. The establishment of the centers is part of a strategy for developing nonproliferation analysis and research as a form of alternative, non-weapons employment for Russian nuclear weapons scientists, while also promoting a nonproliferation culture within Russia
Initiatives for Proliferation Prevention (IPP) This program engages former Soviet weapons of mass destruction scientists and experts in cooperative, non-weapons-related projects involving the ten major DOE National Laboratories and U.S. industry. Accomplishments to date include:
Attracted $50 million of venture capital funding for commercializing five IPP projects
Engaged over 10,000 NIS scientists, engineers, and technicians since program inception; approximately 5,400 are currently engaged in active projects
Successfully partnered with 97 different American businesses, leveraging over $100 million matching contributions by U.S. industry to support the approximately $70 million by the government. US industry currently shares the costs of 132 different projects
Currently 400 projects are underway at 170 institutes in Russia, Ukraine and Kazakhstan. Over 100 of these projects are underway in Russia's closed nuclear cities, particularly Sarov, Snezhinsk, Zheleznogorsk, and Zelenogorsk
Successfully commercialized 8 projects, representing over $17 million in sales and 294 long-term jobs created
Source: Correspondence with U.S. Government Official, March 2001, NCI Program Web Site, IPP webpage, Department of Energy FY03 Budget Justification
HEU Transparency Implementation This program develops and implements mutually-agreeable transparency measures for the February 1993 HEU Purchase Agreement between the United States and the Russian Federation, helping to provide overall confidence that the material is weapons origin, and is being down-blended and not recycled into new weapons. Accomplishments to date incude:
Monitored the conversion of 30 metric tons of weapons grade HEU into LEU delivered to the United States Enrichment Corporation in 2001
Completed an agreement between DOE and Minatom, at the Ministerial level, in July 2001 to install Blend Down Monitoring System (BDMS) equipment at the remaining two Russian blending facilities, with completed installation at both sites planned for 2004
Source: Department of Energy FY03 Budget Justification
International Nuclear Safety and Cooperation
Elimination of Weapons-Grade Plutonium Production DOE is now the executive agent for this program, which will help Russia refurbish or construct fossil fuel energy plants, enabling Russia to shut down its last three plutonium production reactors that also provide heat and electricity to cities in Siberia
Source: Department of Energy FY03 Budget Justification
Fissile Materials Disposition
Russian Surplus Fissile Materials Disposition In September 2000, the U.S. and Russia signed the Plutonium Management and Disposition Agreement, which seeks to transform excess weapons plutonium into forms unusable for weapons. This program will facilitate the final disposition of 68 total tons of excess weapons-grade plutonium (34 tons each from both Russia and the U.S.). Accomplishments to date include:
Produced $200 million pledge from the United Kingdom, Japan, and France to support plutonium disposition
Completed a number of technical tasks to enable plutonium disposition, including equilibrium core design for VVER-1000 reactors to burn plutonium-uranium mixed-oxide (MOX) fuel
Supported development of gas-turbine, modular helium reactor to expand plutonium disposition capacity in Russia
Source: Department of Energy FY03 Budget Justification
DEPARTMENT OF STATE PROGRAMS
Export Control and Related Border Security Assistance (EXBS) The EXBS program broadly seeks to stem the proliferation of weapons of mass destruction by ensuring that potential suppliers have proper controls on exports of arms, dual-use goods, and related technologies. It also helps states that may serve as transit and transshipment points to develop the tools to interdict illicit shipments. Within Russia and former Soviet states, the program has worked to improve national legal and regulatory infrastructures related to export controls; provided equipment and training in WMD identification and interdiction techniques for customs officers, border guards, and other personnel; and encouraged regional cooperation in the interdiction of smuggled materials among former Soviet states.
Source: FY03 International Affairs Budget Request
International Science and Technology Center (ISTC) and Science and Technology Center in Ukraine (STCU) The Science Centers Program, working through the ISTC and the STCU, is a multilateral program funding projects aimed at preventing WMD proliferation by redirecting former Soviet weapons scientists and experts to peaceful scientific endeavors. Since 1993, the Science Centers Program has engaged almost 50,000 scientists and engineers and continues to support nearly 2,000 scientific research and development projects. Since 1994, ISTC has funded 1,600 projects valued at $420 million (37% of which came from the United States compared to 22.4% from private partners). The STCU funds nearly 500 projects totaling $66 million.
Sources: ISTC website, STCU website
Civilian Research and Development Foundation (CRDF) The CRDF supports research projects designed to prevent the "brain drain" of former Soviet scientists and engineers by funding collaborative non-weapons research and development projects. Using a grant from the State Department, the CRDF supports the review process for proposals submitted to institutes under the Science Centers Program. CRDF's nuclear nonproliferation commitment spans across most of its program areas including the Closed Cities program, the Cooperative Grants program, and the Next Steps to Market program. By the end of 2000, more than 700 defense scientists had participated in 235 projects budgeted at more than $10 million.
Source: CRDF website, CRDF 1998-2000 Program Report
Bio Redirection This program, involving 30 institutes in former Soviet states, provides incentives to former biological weapons scientists to not market their skills to rogue states and terrorists, while also promoting access and transparency at former Soviet biological weapons research and production sites. The State Department coordinates and guides activities of the Department of Health and Human Services Biotechnology Enhancement Program (BTEP), the US Department of Agriculture/Agricultural Research Service's Collaborative Research in Biotechnology Program, and the Environmental Protection Agency.